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Ethical Guidelines, Research Ethics, and Institutional Review Board (IRB)

Lexicon Institute of Technology

1. Introduction

The Lexicon Institute of Technology is committed to the highest standards of ethical conduct in teaching, research, administration, and community engagement. These guidelines ensure that academic and research activities uphold integrity, transparency, accountability, and respect for human dignity.

2. General Ethical Guidelines

2.1 Integrity and Honesty
  • Faculty, staff, and students must conduct academic and research work honestly, avoiding plagiarism, fabrication, falsification, or misrepresentation.

2.2 Respect for People
  • All individuals must be treated with dignity and fairness, regardless of background, culture, gender, or belief.

2.3 Confidentiality and Privacy
  • Personal, academic, and research-related information must be kept confidential unless disclosure is legally or ethically required.

2.4 Professional Conduct
  • Members of the Institute must avoid conflicts of interest, maintain professional boundaries, and use institutional resources responsibly.

3. Research Ethics

3.1 Principles of Ethical Research

All research must be guided by the following principles:

  • Respect for Persons: Obtain informed consent and respect autonomy.
  • Beneficence: Maximize potential benefits while minimizing harm.
  • Justice: Ensure fair treatment and equitable distribution of research benefits.
  • Accountability: Ensure research is transparent, verifiable, and reproducible.
3.2 Human Participants
  • Informed consent is mandatory before involving individuals in research.
  • Participants must be informed of the study’s purpose, procedures, risks, benefits, and their right to withdraw.
  • Special protection applies to vulnerable groups (e.g., children, the elderly, differently-abled).
3.3 Research Involving Animals
  • Must follow internationally accepted animal care and welfare guidelines.
  • Justification, humane treatment, and minimization of suffering are required.
3.4 Data Management
  • Research data must be recorded accurately, stored securely, and retained as per institutional policy.
  • Fabrication, falsification, or selective reporting of data is prohibited.
3.5 Publication Ethics
  • Authorship must reflect a significant contribution.
  • Duplicate submission, plagiarism, and unethical use of AI-generated content are prohibited.
  • Acknowledgement of funding sources and conflicts of interest is mandatory.

4. Institutional Review Board (IRB)

4.1 Purpose

The IRB (also known as the Ethics Review Committee) ensures that all research involving human participants, animals, or sensitive data is reviewed for ethical compliance before commencement.

4.2 Composition

The IRB will include:

  • Chairperson – senior academic or administrator
  • Faculty Representatives – from different disciplines
  • Medical/Legal Expert (where relevant)
  • Ethics Specialist (with training in research ethics)
  • Community Representative – external member for impartiality
  • Secretary – to manage documentation and communication
4.3 Responsibilities
  • Review all research proposals involving human/animal participants.
  • Ensure compliance with UGC, SLQF, and international ethical standards.
  • Monitor ongoing approved research for compliance.
  • Provide guidance on ethical dilemmas and integrity issues
  • Maintain records of applications, approvals, and outcomes.
4.4 Review Process
  1. Submission: Researchers submit a proposal, consent forms, instruments, and risk assessment.
  2. Initial Screening: Administrative check for completeness.
  3. Ethical Review: Full or expedited review depending on risk level.
    • Expedited Review: Minimal risk studies.
    • Full Review: Higher-risk studies, vulnerable populations, sensitive data.
  4. Decision: Approve, Approve with Modifications, or Reject.
  5. Monitoring: Periodic progress reports, final report upon completion.
4.5 Timeframes
  • Initial decision: within 30 working days of submission.
  • Re-submissions: reviewed within 15 working days.

5. Training and Awareness

  • Faculty and students must undergo mandatory research ethics training before submitting proposals.
  • Regular workshops on plagiarism, authorship ethics, data handling, and responsible research conduct will be organized.

6. Misconduct and Sanctions

Research misconduct includes fabrication, falsification, plagiarism, unethical treatment of participants, or breach of approval conditions. Sanctions may include:

  • Withdrawal of ethical approval.
  • Cancellation of research funding or project registration.
  • Disciplinary action (suspension, dismissal).
  • Reporting to external regulatory authorities.

7. Transparency and Accountability

  • The IRB will publish annual reports summarizing the number of proposals reviewed, approved, or rejected.
  • Policies will be periodically reviewed to align with updated regulations.

Institutional Review Board (IRB) Application Form

Lexicon Institute of Technology


Section A: General Information
1.
Title of Research Project
:
________________________________________________________________________________________________________
2.
Principal Investigator (PI)
:
o Name: ______________________________________________________________________________________________
o Position/Department:: ________________________________________________________________________
o Contact (Email/Phone): ______________________________________________________________________
3.
Co-Investigators (if any)
:
________________________________________________________________________________________________________
4.
Proposed Duration
:
From __________________________________________________ To _______________________________________
5.
Funding Source (if applicable)
:
________________________________________________________________________________________________________
Section B: Research Details
1.
Purpose and Objectives of the Study
_______________________________________________________________________________________________________________________________________________
2.
Methodology
:
o Research Design: _________________________________________________________________________________
o Data Collection Methods: ________________________________________________________________________
o Instruments/Tools: ______________________________________________________________________
3.
Participants
:
o Target Population: ____________________________________________________________________
o Sample Size: ________________________________________________________________________
o Recruitment Procedures: ______________________________________________________________________
4.
Inclusion/Exclusion Criteria
:
Section C: Ethical Considerations
1.
Informed Consent
:
o How will consent be obtained? _____________________________________________________________________
o Attach draft consent form.
2.
Risks and Benefits
:
o Describe potential risks to participants: _____________________________________________________________________
o Describe potential benefits: _____________________________________________________________________
3.
Confidentiality Measures
:
o Data storage and protection: _____________________________________________________________________
o Anonymity/identification procedures: _____________________________________________________________________
4.
Special Populations (if applicable)
:
o Does the study involve vulnerable groups (children, the elderly, differently-abled)? ☐ Yes ☐ No
o If yes, describe safeguards: _____________________________________________________________________
Section D: Compliance and Declarations
1.
Plagiarism & Originality Declaration
:
I confirm that this proposal is original, free from plagiarism, and complies with the Institute’s research ethics policy.
2.
Conflict of Interest Declaration
:
☐ None ☐ Yes (explain): __________________________
3.
Investigator’s Signature:
:
________________________________________________________ Date : _____________________________
4.
HOD/Dean Endorsement:
:
________________________________________________________ Date : _____________________________
Section E: IRB Office Use Only
  • Date of Submission: _______________________________________________________________________________________
  • Review Type: ☐ Full Review ☐ Expedited Review ☐ Exempt
  • Decision: ☐ Approved ☐ Approved with Modifications ☐ Not Approved
  • Remarks: ________________________________________
  • Chairperson Signature: __________________________ Date: ______________________________

Researcher Checklist (Pre-Submission to IRB)

Before submitting your proposal, ensure the following documents are included:

Completed IRB Application Form

Detailed Research Proposal (objectives, methodology, timeline)

Informed Consent Form (sample copy)

Data Collection Instruments (questionnaires, interview guides, etc.)

Risk Assessment Statement (addressing harm/benefits)

Data Management Plan (storage, access, confidentiality)

Recruitment Materials (if applicable)

Endorsement from HoD/Dean

Copy of Funding Approval Letter (if externally funded)